WebOct 1, 2024 · Managing Climate Risk in the U.S. Financial System. Bob Litterman is Chairman of the Climate-Related Market Risk Subcommittee of the Commodity Futures Trading Commission (CFTC). This post is based on his CFTC report. Climate change poses a major risk to the stability of the U.S. financial system and to its ability to sustain … WebOct 6, 1992 · If a prospective employee was previously registered as an AP, information related to the prospective employee's disciplinary and registration history must be …
Rules NFA
Web1 day ago · A series of civil unrest incidents began in France on 19 January 2024, organised by opponents of the pension reform bill proposed by the Borne government, which would increase the retirement age from 62 to 64 years old. The strikes have led to widespread disruption, including garbage piling up in the streets and public transport cancellations. In … WebSep 24, 2024 · The penalty is the largest ever imposed by the Commodity Futures Trading Commission (CFTC) — a $436.4 million fine, $311.7 million in restitution and more than $172 million in disgorgement, the regulator said. ... a large number of orders to create the appearance of heavy supply or demand to shock the market or trick others into trading at … ibis incheon airport
Commodity Futures Trading Commission - Overview, News
WebFeb 22, 2024 · A Notice of Covered Action is posted when the CFTC obtains a final judgment or settlement that—by itself or together with other judgments or orders in the … WebNov 2, 2024 · In an industrywide sweep, the CFTC found that the swap dealer and futures commission merchant ("FCM") affiliates of 12 financial institutions committed … WebDec 17, 2024 · JPMS agreed to the entry of an order in which it admitted to the SEC’s factual findings and its conclusion that JPMS’s conduct violated Section 17(a) of the Securities Exchange Act of 1934 and Rules 17a-4(b)(4) and 17a-4(j) thereunder, and that the firm failed reasonably to supervise its employees with a view to preventing or … ibis in cambridge